The Series 65 exam was designed by the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA). The Series 65 is an ...

Compare the SIE vs. Series 7 exams, their difficulty and topics, and career opportunities to decide which financial certification aligns with your goals.

A recent court ruling says FINRA can no longer shut down broker-dealers on its own and now requires SEC approval. That’s good news for unscrupulous brokerages, which could get even better once ...